-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CvL0xnOCL5I+s6q0nf45377SoiSOaqFypD5La+oioOwLKHJ4VZbheHlFYiL3Xcp6 K7WQFlqYnkWIg/n03/CJeQ== 0001193125-05-028464.txt : 20050214 0001193125-05-028464.hdr.sgml : 20050214 20050214120137 ACCESSION NUMBER: 0001193125-05-028464 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERVASIVE SOFTWARE INC CENTRAL INDEX KEY: 0001042821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742693793 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53293 FILM NUMBER: 05605469 BUSINESS ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122316000 MAIL ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS RON CENTRAL INDEX KEY: 0001166841 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY STREET 2: BLDG II CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122316000 SC 13G/A 1 dsc13ga.htm AMENDMENT 4 TO SCHEDULE 13G Amendment 4 to Schedule 13G

Schedule 13G

Page 1 of 5

 

 

OMB APPROVAL

OMB Number:

    3235-0145

Expires:

    December 31, 2005

Estimated average burden

hours per response . . . 11

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

 

Pervasive Software Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

715710109

                                (CUSIP Number)                                

 

 

December 31, 2004

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Schedule 13G

Page 2 of 5

 

CUSIP No. 715710109

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

Ron R. Harris

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

United States of America

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

Less than 5%

  6.    Shared Voting Power

 

0

  7.    Sole Dispositive Power

 

Less than 5%

  8.    Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

Less than 5%

    
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

    
11.  

Percent of Class Represented by Amount in Row (9)

 

Less than 5%

    
12.  

Type of Reporting Person (See Instructions)

 

IN

    

 

 

Schedule 13G

Page 3 of 5

 

Item 1.  

 

  (a)   Name of Issuer

 

Pervasive Software Inc.

 

  (b)   Address of Issuer’s Principal Executive Offices

 

12365 Riata Trace Parkway

Building B

Austin, TX 78727

 

Item 2.  

 

  (a)   Name of Person Filing

 

Ron R. Harris

 

  (b)   Address of Principal Business Office or, if none, Residence

 

9430 Research Blvd.

Echelon IV

Suite 400

Austin, TX 78759

 

  (c)   Citizenship

 

United States of America

 

  (d)   Title of Class of Securities

 

Common Stock

 

  (e)   CUSIP Number

 

CUSIP 715710109

 

Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

 

Item 4.   Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)   Amount beneficially owned:

 

Less than 5%

 

  (b)   Percent of class:

 

Less than 5%

 

  (c)   Number of shares as to which the person has:

 

  (i)   Sole power to vote or to direct the vote

 

Less than 5%

 

  (ii)   Shared power to vote or to direct the vote

Less than 5%

 

  (iii)   Sole power to dispose or to direct the disposition of

 

Less than 5%

Schedule 13G

Page 4 of 5

 

  (iv)   Shared power to dispose or to direct the disposition of

 

Less than 5%

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).

 

Item 5.   Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x

 

Instruction: Dissolution of a group requires a response to this item

 

Item 6.   Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.   Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.   Notice of Dissolution of Group

 

Not applicable.

 

Item 10.   Certification

 

Not applicable.

Schedule 13G

Page 5 of 5

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   

February 14, 2005

    Date
   

/s/  Ron R. Harris

    Signature
   

Ron R. Harris

    Name/Title

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
-----END PRIVACY-ENHANCED MESSAGE-----